AI platform to consolidate compliance automation, cybersecurity, and data integration By DWN Staff United Planners Financial Services of Scottsdale, Arizona, has…
According to a report released by Berkshire Global Advisors, U.S. wealth management deal volume vaulted to record highs in 2025. The firm said there were 349 transaction…
The explosion of data in wealth management has outpaced advisors’ ability to act on it – so some firms that have taken note are finally taking action. Prudential Advisor…
Chicago-based TradingBlock, a two-decade-old brokerage platform for professional options traders, is joining Nant Global Finance, part of NANT – supported by Dr. Patrick…
Two veteran JPMorgan advisors, managing a combined $650 million in client assets don’t typically “jump ship” at this stage of their careers, but Todd Brase and Dray Hend…
The Financial Services Institute has released a new white paper on artificial intelligence that urges regulators to lean on existing conduct standards rather than create…
CogniCor, a wealth management AI solutions firm based in Palo Alto, California, recently announced that its WealthMate capabilities and Advisor Copilot platform are now…
Jason Ehrlich has been brought on board The Wealth Consulting Group to serve as Chief Financial Officer and Head of Corporate Development. In this new role, he is expect…
In an industry where minutes equal money, Prudential Advisors is pushing financial planning into the mobile era. With the launch of its new Prudential Advisors Connect (…
Global wealthtech and decision-science firm Capital Preferences has released a white paper identifying a $6.9 trillion shortfall in private-market allocations among U.S.…
Prudential Financial, the Newark, New Jersey institution also known as “The Rock,” is ramping up next-gen wealthtech while recruiting advisors at a pace more common amo…
Genesis Wealth, a Chicago-based wealth management firm operating under LPL Financial, said it had reached $2.5 billion in assets under management (AUM) a week before the…