The democratization of technology and the proliferation of innovative plug-and-play third-party tools continue to drive entrepreneurial advisors away from the wirehouse…
Financial advisors spend too many hours wrangling forms, client data and compliance paperwork, and not actually advising. At least, that’s what PreciseFP, the client eng…
Trilogy Financial Services, the $4-billion hybrid RIA out of Irvine, California, has hired Amy Kane, a 25-year industry veteran, to fill the newly created role of Head o…
Sowell Management, the Arkansas-based RIA, announced an exclusive partnership with Rayliant, a global asset management firm, to expand its Outsourced Chief Investment Of…
Two is better than one. Prudential Advisors is doubling down on modern workspaces, unveiling two new offices, an 8,700-square-foot Midtown Manhattan hub and a 6,564-squa…
Sander Ressler, known for his compliance and regulatory authority experience, has launched ArbitrationIQ to offer expert testimony to attorneys and regulators involved i…
Wealth management firms are increasingly leveraging the resources and expertise of third-party service providers to fulfill their compliance oversight functions, accordi…
Chicago-based online broker TradingBlock announced this week that Dave Gustafson, a seasoned technology executive with more than 25 years of experience, has joined the c…
World Investment Advisors, the Santa Barbara, California-based advisory firm, announced that technology veteran Bill Altman has joined the firm as Head of Technology Str…
Wealth management is drowning in paperwork. Ask any financial advisor and you’ll hear the same story: more time chasing down forms than building portfolios or, heaven fo…
The Las Vegas-based Wealth Consulting Group (WCG), a hybrid RIA and wealth management platform affiliated with LPL Financial, has named a new Advisory Board this week. T…
Sanctuary Wealth, the Miami-based hybrid RIA, announced on Wednesday that Velorum Wealth Management, an Indianapolis practice with $580 million in client assets, has joi…