Friends, in the past week we've seen a new veep candidate and crashing markets - yup, it's 2024. Meanwhile, we take a deep dive into the increased SEC activity driving…
Is the party over? Yes. Now, moving on. With the last few days of financial markets experiencing significant selling, the very first thing to expect is everyone (financ…
This past May, we reported that Sanctuary Wealth had acquired tru Independence, creating a combined enterprise supporting approximately 120 independent wealth management…
Marketing communications policies must define advisors' client and prospect interaction protocols, which FINRA considers marketing communications with the public.
We don’t talk a lot about the price swings in investments and markets in our discussions of advisor technology and wealthtech—perhaps because these discussions are best…
Utility continued to be the focus on all fronts, with partnerships forming a backbone for activities. Tech integrations were in focus, with niche segmentation taking cen…
Things continued to look up, with regulatory issues (slightly) decreasing. Adoption continued to improve amid (rising) scams. The headlines: The SEC let go of So…
AI in flavors to suit everyone's taste... Enterprise AI, genAI, Cognition AI, and whatever flavor of AI you prefer are out there or will be soon. Coding assistants, sur…
By Joseph N. Filosa, CFP® Financial Advisor, Principal, Opal Wealth Advisors [caption id="attachment_27770" align="alignleft" width="150"] Joseph Filosa, Opal Wealth…
Banks and other financial institutions have long been some of the most highly regulated businesses in the world. Yet, if it seems like the amount of regulatory actions i…
Client engagement and data-gathering software PreciseFP is launching a peer referral program. Announced this week, the initiative seeks to harness the power of community…
This week on Standard Deviations with Dr. Daniel Crosby, Dr. Crosby is joined by Clare Flynn Levy, CEO and Founder of Essentia Analytics. Prior to founding Essentia,…