Leading wealthtech providers forge partnership to ensure Reg BI compliance of investment recommendations. LOS ANGELES – June 13, 2023 – Docupace, the leader in cloud-…
Advisor Group recently announced it welcomed four new advisors, bringing $410 million in client assets under advisement (AUA). The group joined Capitol Financial Solutio…
With the debt ceiling lifted the treasury will be offering $1t in new debt. Maybe that's why the fed will hold off on raising rates? So what to do? Before I head back…
Friends, change is in the air. While crypto markets experience a chilling effect from recent SEC regulatory actions against Coinbase & Binance, industry pushback has be…
Many advisors who have had a love-hate relationship with technology are coming to embrace tools necessary to evolve and grow their practices for the future.
Time to seriously think about leaving? Just like people have fled states like New York, Illinois and California, both for economic and social reasons, America's most…
As Gary Gensler took control of the SEC as Chairman in April 2021, there was already a deep understanding in Congress and at the SEC as to how crypto should be regulated…
This week on the Standard Deviations Podcast, Dr. Daniel Crosby is joined by Dr. Michael Thomas Jr. Michael G. Thomas Jr., Ph.D., is an Accredited Financial Counselor…
There are no summer doldrums (yet) to be found in the wealth tech space, as we have another interesting collection of advisor technology headlines. Leading off is the r…
By Christopher Hamman The Canadian wildfires and its effects show how fast things can change. Our thoughts and prayers are with the victims. Bloomberg launched its…
Spotlight on diversity- “With the addition of LGBTQ+ tags, there are now a total of 20 Diversity Spotlight tags focused on race/ethnicity, gender, and sexual identity i…
By Christopher Hamman Gary Gensler stepped in when we all thought we were in for a hot crypto summer. Then again, regulatory pushback is part of the road to adoption a…